The role holder will be responsible for leading and coordinating compliance oversight for all Head Office functions, ensuring adherence to regulatory requirements, internal policies, and ethical standards. The role supports the bank’s integrity and risk management posture by embedding a strong compliance culture across departments such as Finance, Marketing, HR, Legal, Audit, and others.
Key Responsibilities
Provide compliance guidance to all Head Office departments on regulatory and internal policy matters.
Monitor and assess compliance risks across functions such as Finance, HR, Legal, Marketing, Operations, ICT, etc.
Review and approve departmental policies and procedures for regulatory alignment.
Lead thematic compliance reviews and risk assessments across Head Office units.
Liaise with regulators on compliance matters affecting Head Office operations.
Ensure timely and accurate regulatory reporting from relevant departments.
Track and communicate how regulatory changes impact on Head Office functions.
Design and deliver tailored compliance training for Head Office teams.
Promote awareness of AML/CFT, data privacy, ethics, and governance.
Conduct compliance monitoring, investigations, and recommend corrective actions.
Support development and periodic review of policies to align with best practices and regulations.
Knowledge, Skills & Experience
Bachelor’s Degree in law, Finance, Banking, Business Administration, or related field from a recognized institution. Master’s degree is an added advantage.
Recognized professional certification such as CAMS, ICA CFA, CIS, ACCA, ACA, FRM CFP, CFE, ACAMS, CPAK, IT Certifications, etc.
Minimum 8–10 years in compliance, audit, or risk management, with at least 3 years in a leadership role.
Strong understanding of Kenyan banking regulations and corporate governance.
Experience in managing compliance monitoring or assurance functions is preferred.
Knowledge in Banking Operations (Domestic & International Operations)
Knowledge in Accounting & Credit Analysis / Appraisal
